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  You are here:  AllExperts > Business > Corporate Law > Securities Law (Lawsuits About Stocks/Bonds)

Expert Profile: Vincent DiCarlo

Expertise:  Securities lawyer can explain how an investor with a dispute or problem with a stockbroker can recover losses due to stock broker fraud, securities fraud, misrepresentations, unsuitable investment, churning, unauthorized trades, compliance violations, bad advice, and other misconduct. How to file a complaint for FINRA (formerly known as NASD) arbitration with or without an attorney. Common claims, issues, options, and costs. Whether particular claims are worth pursuing. Informational website at www.investorrecovery.com/

Experience in the area
Vincent DiCarlo, a former staff lawyer for the Division of Enforcement of the SEC, has advised and represented investors, stockbrokers, and the government nationwide in securities matters for many years. Resume at www.investorrecovery.com//CoHist.htm

Toll free: 800-699-2728.

Publications
Publication list at http://www.dicarlolaw.com/PublicationList.htm#Publications


Education/Credentials
Teaching experience at http://www.dicarlolaw.com/PublicationList.htm#Teaching

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Average Ratings
Prestige Points: 966
Knowledge   10.0   Best of the best
Clarity of Response   9.96   Best of the best
Timeliness   10.0   Best of the best
Politeness   10.0   Best of the best
Number Of Questions
(in Past 24 Hours)
0
Max Questions to be Asked
(in 24 Hour period)
15
Total Questions
(since joining AllExperts)
207
Recent Reviews from Users
KnowlClarityTimePolitenessDate
1010101002/23/08
1010101002/04/08
1010101001/27/08
1010101009/05/07
1010101008/31/07
User Comments
Thank You for your reply! It was about a 6% loss but was particularly alarming being all in a 20 day period and I am retired and don't want to see th
(Andrew on 02/23/08)
Great advice, great service. Thanks Vincent and thanks Allexperts.
(William on 02/04/08)
Thank you for your prompt response. I will give you a call. Does it make a difference that your practice is in NY, we are from philadelphia and the t
(Donna on 01/27/08)
Thank You so much for the quick response!
(Shayla on 09/05/07)
He is knowageable and very helpful. In fact Im going to call for a personal consultation.
(beth rados on 08/31/07)
View All Comments
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Recent Answers from Vincent DiCarlo
2008-02-23  Financial Advisors It sound like, at the least, they could have handled this better. Part of the problem is that, when you sign up for a managed account, many brokerage firms try to convey the impression that they are watching...
2008-01-29  E.F. Hutton You can research your stock certificates yourself on the internet or at the library, check with the stock exchanges, or use a firm. If you want to try the latter, I have heard that the following firm researches...
2008-01-18  Bank wants to make restituion with my own money The bank appears to be making an argument based on expected returns or the time value of money. It is common for courts and arbitrators to discount accelerated payments (such as refunds or liquidations...
2007-11-21  Is this fraudulent? Yes. The whole purpose of it is to disguise the true nature of the transaction. If your friend is not allowed to do this, then concealing it by concocting a sham transaction with you won't make it...
2007-09-05  RECEIVING A STOCK CERTIFICATE AT RETIREMENT Where the negligence of a financial professional causes a loss, you may have a claim. However, you generally must prove not only that the entity was at fault but that its negligence was the proximate...
More Answers for "Securities Law (Lawsuits About Stocks/Bonds)"


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