Expertise: All questions related to broker or brokerage firm misconduct including unauthorized trading, unsuitable recommendations, improper advice to retire, churning for commissions, misrepresentations, failure to provide hedging strategies, employee stock option concentration, failure to diversify, fraud as well as compliance and FINRA / NASD / NYSE State regulatory issues
Experience in the area Stuart D. Meissner, a Manhattan New York based attorney, is a former Assistant Attorney General in the New York State Attorney General's Office, Investor Protection and Financial Crimes units. He is also a former prosecutor in the Trial Division of the Manhattan District Attorney's Office in New York, NY. Mr. Meissner has successfully represented and advised investors, retirees, stockbrokers, attorneys and funds throughout the USA and the international community and has also assisted his clients in presenting their matters to securities regulators and prosecutors to assist in the recovery of funds. His credentials appear at www.smeissner.com .
Organizations Association of the Bar of the City of New York
Public Investors Arbitration Bar Association (PIABA)
Publications Securities Fraud & Manipulation in Cyberspace, Securities in the Electronic Age, wallstreetlawyer.com, Volume 2 Number 3
Documentary Consultant - Selling the Dream: Stock Hype and Fraud
Education/Credentials NYY Law School LLM - Corporate Law with Securities Concentration
Hofstra Law School JD
Hofstra University BBA
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